Description:

• Conduct compliance reviews of swap dealer operations to ensure adherence to regulatory requirements and internal policies and procedures.

• Monitor and test procedures to ensure their effectiveness and identify areas for improvement.

• Develop and maintain detailed documentation of testing and review findings.

• Utilize Bloomberg and other systems to gather data and execute compliance reviews.

• Analyze data and identify potential issues or risks, providing recommendations for remediation.

• Collaborate with internal stakeholders to resolve compliance issues and implement corrective actions.

• Develop and maintain strong relationships with regulatory bodies, industry associations, and other stakeholders.

MUST HAVE - Skills & Qualifications:

• 5+ years of experience within swap dealer compliance.

• Advisory and large financial institutions. Specific swap dealer compliance.

  • Experience conducting compliance reviews.

  • Monitoring testing experience and procedural scripts.

  • NFA and CFTC rules and regulations.

  About TEKsystems:

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.