Description:

• Investigating regulatory reporting exceptions, identifying their root causes, and driving the necessary corrective actions.

• Owning day-to-day reviews of surveillances and providing reporting guidance as we expand our portfolio of trading flows.

• Finding and resolving bottlenecks in processes by collaborating with traders, developers, and teammates.

-Evaluating surveillance and reporting processes, ideating concrete proposals, and championing these ideas from start to finish

• Interpreting new or changing rules and regulations in the context of our business, as well as writing and maintaining relevant procedure and policy documentation.

Must Have Skills:

• Equities

• Trade Surveillance

• Regulatory reporting

  About TEKsystems:

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.