Description

Within the Private Bank (PB), the Incident and Client Advisory Group (ICA) is a specialized advisory unit that is the central point of coordination and governance around escalation for client activities and relationships that pose possible reputational or financial crimes compliance risk. Upholding the integrity of the PB, we provide high quality advice and assistance enabling the PB to evaluate clients efficiently and effectively, resulting in the best and most respected set of clients.

Job Description

Team of case managers who are looking at AML concerns

Concerns include:

• Reputational risk concerns

• Non-core client concerns

• Anything outside of the parameters of usual private banking accounts

Day to day:

• Working very closely with the first line of defense to prepare submission material to bring to committee of forums

• Who will decide to retain or onboard a perspective client

• Looking at submission material

• Understanding risk, Identifying risk

• Trying to bring them up so speed on regular work flow that they currently have

  Requirements

• AML and KYC experience required.

• Private Bank or Ultra-High net worth clientele, not retail

• ACAMs certification is great to have

• Don’t just identify risk, but know and understand how to mitigate it

• Not tick box work, they see quite a bit of people with AML experience who have great mindset of transaction monitoring, but this isn't that type of work

• Needs to be able to identify a cause of concerns around negative media

• Won't make final judgement call, but will be putting forward a recommendation

• So they need to be able to highlight whether this is a person who they want to keep as a client

• Not directly customer facing

• Will work with Private Bankers, so thick skin is a must

• Need to be able to explain to a Private Banker why they should walk away from a commission check

Ideal Candidate:

• Manager wants to see AML or KYC in a Private Bank/Ultra High-Net worth setting, not just retail banking

Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles.

Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. Download the Robert Half app (https://www.roberthalf.com/us/en/mobile-app) and get 1-tap apply, notifications of AI-matched jobs, and much more.

All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit roberthalf.gobenefits.net for more information.

© 2024 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to Robert Half’s Terms of Use (https://www.roberthalf.com/us/en/terms) .